THE COMPANY:

Our client is international Corporate and Retail banking company based in the City. They are looking for a Head of Compliance on a permanent basis.

THE RESPONSIBILITIES:

To work closely with the Management Committee and Compliance team to co-ordinate various compliance issues (for example: Consumer Duty, Conduct Risk, Treating Customers Fairly, AML, Fraud, and the Senior Managers Regime) with a view to ensuring that the businesses operate in accordance with the Bank’s policies and procedures, and local regulatory requirements.To oversee and manage the Compliance and Financial Crime Prevention functions.To develop and implement relevant and appropriate monitoring activity in the businesses.To closely manage and maintain positive, open relationship with the regulators.To help provide guidance and advice to businesses on procedures and processes necessary to ensure, and demonstrate, compliance with the Bank’s policies.To help ensure that businesses have adequate controls, procedures, systems, training and other arrangements (preventative and detective) to enable them to deal appropriately, and on a timely basis, with applicable conduct risk, Senior Managers Regime, Data Protection and Financial Crime Prevention related requirements.To support the development of compliant, flexible and robust systems, procedures and controls within the businesses to meet conduct and AML objectives and improve the businesses’ performance in these areas.To help ensure that relevant and reliable management reports are delivered to management and board committees on a timely basis in order to enable effective action to be taken where necessary.To facilitate effective and constructive sharing of knowledge and experience of compliance issues and to effectively engage with other parts of the Group.EXPERIENCE REQUIRED:

FCA registered candidate – SM16Wide-ranging compliance experience in a retail or investment banking financial services environment.Extensive experience in Compliance and AML operating as Head of complianceMinimum of 5 years’ experience working with FCA and PRA regulators and with Board level stakeholders.Good understanding of current and anticipated UK regulatory requirements and supervisory expectations.For further information please contact Hannah Tabatabai#J-18808-Ljbffr