Our client is a leading wealth management firm who are looking for a Head of Compliance to join a growing and dynamic Independent Financial Adviser firm.The successful candidate will support the Compliance Director on day-to-day regulatory compliance, promote a compliance and risk-aware culture and embed the strategic risk framework. This will include, but not limited to delivering a high-quality compliance monitoring programme, providing compliance advice to the business and support general risk management education.Role and Responsibilities:Support the Compliance Director in managing the firm''s compliance and regulatory framework, ensuring alignment with FCA requirementsOversee monitoring, audits, and compliance reviews across advisory and operational functionsProvide expert guidance on regulatory developments, including Consumer Duty and ongoing FCA policy changesDevelop, implement, and maintain policies, procedures, and controlsProduce and present Management Information (MI) and compliance reports to the BoardSupport and challenge advisers to ensure client outcomes meet regulatory and ethical standardsLead training and competence programmes to ensure staff remain fully compliantInvestigate and resolve compliance breaches, complaints, and incidentsDo you have the following to apply? Proven experience in a senior compliance role within an IFA or Wealth Management firmStrong understanding of FCA regulations, including Consumer Duty, TCF, and SMandCRHold the Level 4 Diploma ..... full job details .....