Senior Compliance Associate
Senior Compliance Associate Location: ManchesterJob Type: PermanentWork Setup: Hybrid - 3 days in the officeWho We Are Vanguard is one of the world''s leading investment firms, dedicated to helping clients achieve lasting financial success. Established in 1975, its unique ownership structure-where funds own the company and investors own the funds-ensures all efforts are focused on client outcomes. Known for integrity, innovation, and low-cost investing, fosters an inclusive and collaborative culture that empowers employees to make a meaningful impact globally.What You''ll Do* Act as the Compliance business partner to the retail investment platform, advising on product, marketing, operational arrangements, and regulatory or strategic change* Interpret and apply UK regulatory requirements and FCA expectations for retail investment platforms and SIPP operators, providing FCA Handbook subject matter expertise* Provide regulatory advice on mutual funds, ETFs, and distribution via ISAs, JISAs, SIPPs, and General Investment Accounts* Partner with first line teams to embed compliance risk management frameworks, conduct risk assessments, and support incident management* Analyse complex regulatory requirements and deliver pragmatic, compliant outcomes, with a strong focus on Consumer Duty* Proactively identify, assess, and mitigate compliance risks, representing Compliance at internal committees and engaging effectively with senior stakeholdersWhat You Bring* Significant experience acr
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