Regulatory and Compliance Advisor
Regulatory and Compliance Advisor Location: London, SE1 0SUHours: 35HPW, Monday- Friday Salary Range: 103,300 - 139,900 Our client, a leading global organisation in the energy sector, is hiring a Regulatory and Compliance Advisor to oversee trading activities and ensure adherence to all relevant regulations. This role is perfect for a forward-thinking professional with a strong background in commodities trading compliance, market conduct rules, and regulatory frameworks. What you''ll be doing: Ensuring trading activities comply with market conduct, exchange rules, and transaction surveillance standards to uphold integrity and transparency. Advising senior management and trading teams on regulatory changes and their impact on operations. Developing policies and procedures aligned with local and international regulatory landscapes. Conducting regulatory reviews, surveillance, and monitoring to identify and mitigate compliance risks. Collaborating with Trading, Legal, Market Risk, and Risk Operations to resolve compliance issues. Acting as the primary contact for regulatory bodies, maintaining positive relationships and ensuring timely responses. Providing ongoing training and mentorship on compliance policies and best practices. Analysing emerging regulatory trends to inform strategic compliance initiatives and risk mitigation. What you''ll bring: A degree in Business, Finance, Economics, Law, or related fields; certifications in compliance are a plus. Extensive experience
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!