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Contract

Interim Compliance Lead - FTC - Wealth Management

London
money-bag 45000.00-45000.00 Annual
3028793069
Posted 1 week ago

The Interim Compliance Lead will oversee compliance activities within the Risk and Compliance department, ensuring adherence to regulatory requirements in the financial services industry. This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.Client DetailsThe client is a well-established UK Wealth Management firm, focused on retail savings and investments products.DescriptionGood understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.Experience with financial planning and / or investment advice to retail customers would be beneficial.A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes. Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business. Confident in voicing an opinion Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms. Solution and delivery focused, with high energy and drive, and ability to deliver through others. Must be able to build strong relationships with key stakeholders. ProfileA successful Interim Compliance Lead - FTC should have:Proven experience in compliance management, preferably within the financial services industry.A strong understanding of regulatory frameworks and stand

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