Financial Services Compliance Administrator
Financial Services Compliance AdministratorLocation: LiverpoolContract Type: Temporary (Minimum 1 Month)Salary: 16- 20 per hourAre you an experienced professional in financial services compliance? Our client, a reputable financial institution, is seeking a dedicated Financial Services Compliance Administrator to join their team on a temporary basis. This is an exciting opportunity to contribute to a critical project involving the review and migration of client files onto the Intelliflo system.Key Responsibilities:Conduct thorough reviews of existing client files to ensure compliance with regulatory and business standards.Upload and maintain client records efficiently within the Intelliflo platform.Identify missing documentation and information to ensure client files are audit ready.Liaise with advisers and internal stakeholders to gather any additional information needed.Provide support to the wider compliance and administration function, enhancing operational efficiency.Requirements:Proven experience within an Independent Financial Advisor (IFA), Wealth Management, or Financial Planning business.Strong knowledge of FCA-regulated client files and documentation.Experience using Intelliflo is highly desirable.Exceptional attention to detail and accuracy.Ability to work independently, effectively managing workloads and deadlines.Demonstrated capability in reviewing client records and identifying missing information.Desirable Experience:IFA AdministrationCompliance ..... full job details .....
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!