img
Permanent

Compliance Manager

Northampton
money-bag 85000.00-85000.00 Annual
3161806704
Posted 1 week ago

Compliance Manager (IFA) - Northampton (on-site) - Up to £85,000 We''re partnering with a highly regarded, independent wealth management and asset firm known for its strong family values and forward-thinking approach. The firm are award winning and family owned and have developed a great business structure focused on looking after families and high-net worth clients around the Northamptonshire area. The Role: The Manager - Compliance is responsible for supporting and enhancing the firms compliance framework, ensuring the firm operates in accordance with all applicable FCA regulations, industry standards, and internal policies. The role is designed as a key succession and development position within the firm. The successful individual will be expected to progressively assume greater responsibility for the oversight of the compliance function, with the long-term objective of becoming the firm''s SMF16 (Compliance Oversight) Function holder, subject to regulatory approval and demonstrating the necessary competence, capability, and experience. This is an excellent opportunity for someone who wants to step into a meaningful leadership role within a respected firm that genuinely values independence and long-term succession planning. What We''re Looking For: Experience within a compliance, risk, or regulatory role in a financial services environment. Strong understanding of FCA regulation and the UK financial advice/wealth management sector. Knowledge of Consumer Duty and ..... full job details .....

Other jobs of interest...

Brellis Recruitment
Leamington Spa3 days ago
money-bag40000.00-40000.00 Annual
Medlock Partners Limited
Leamington Spa6 days ago
money-bag60000.00-60000.00 Annual
Brellis Recruitment
Leamington Spa2 weeks ago
money-bag35000.00-35000.00 Annual
Brellis Recruitment
Leamington Spa2 weeks ago
money-bag£40,000
Brellis Recruitment
Royal Leamington Spa2 weeks ago
money-bag£35000 - £40000/annum
T2P Recruitment Ltd
Coventry3 weeks ago
money-bagNegotiable

Perform a fresh search...

  • Create your ideal job search criteria by
    completing our quick and simple form and
    receive daily job alerts tailored to you!

Jobs. Straight to your inbox!