Audit Manager - CASS

OverviewJoin to apply for the
Audit Manager - CASS
role at
Al-Saeed Group Pvt. Ltd.
This is an Audit Manager role with a focus on FCA CASS compliance, particularly Chapters 6 and 7. The position is based primarily at the client''s Watford office and offers the opportunity to lead audits for a varied portfolio of regulated entities, supporting the continued growth of the firm.
Key Responsibilities
Leading audits from planning through to completion, with a particular focus on CASS audits, including testing controls around client money and custody assets.
Managing on-site audit teams and reviewing work to ensure compliance with FCA CASS rules (Chapters 6 and 7) and audit standards.
Preparing planning documentation, completion procedures, risk assessments, and management letters for FCA-regulated clients.
Assisting with the training and supervision of junior staff, including on-the-job coaching related to CASS-specific audit procedures.
Supporting senior managers and principals with technical queries, file reviews, and CASS-related documentation.
Candidate Requirements
ACA or ACCA qualified (essential).
At least 2 years audit experience within a UK accountancy firm.
Practical experience auditing FCA-regulated firms with a strong understanding of CASS 6 and 7.
Able to identify CASS control weaknesses and provide practical, compliant recommendations.
Strong IT skills and familiarity with accounting and audit software packages.
Employment Details
Full-time role Monday to Friday (2 days hybrid available)
Benefits
Annual Christmas Bonus equivalent to 1 week''s salary.
Salary Sacrifice Pension Scheme — all staff are auto enrolled (Employer: 5%; Employee: 3%) subject to eligibility.
Private Medical Insurance following completion of 3 months service (taxable benefit).
Death in Service scheme cover (4x salary).
Group Income Protection Scheme (non-contributory) following completion of 3 months service.
Annual Leave: 25 days per annum (pro-rata), with 3 days typically taken at Christmas/New Year.
How to ApplyPlease contact Clear IT Recruitment Limited if you have any questions or wish to apply.
Please note: Due to the number of applications we may be unable to respond to every application directly. If you have not heard from us within 3 working days please assume your application has been unsuccessful.
#J-18808-Ljbffr
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!