Social network you want to login/join with:Compliance Manager - Private Markets, Slough

Client:Coopman Search and Selection | B CorpLocation:Slough, United KingdomJob Category:Other-EU work permit required:

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22.08.2025Expiry Date:

06.10.2025Job Description:

Coopman Search and Selection is partnering with a UK-based Alternative Investment Manager to hire a Compliance Manager for their small compliance team. The role reports directly to the Head of Compliance and offers opportunities for progression and increased responsibilities.Key Responsibilities:Complete Compliance Monitoring Programmes, including data collection, testing, recommending enhancements, and preparing reports;Review of Compliance Policies and Procedures;Implement regulatory changes and conduct horizon scanning;Conduct third-party due diligence and assist with onsite visits;Prepare regulatory filings and applications (e.g., FCA, US SEC);Create training materials and conduct compliance training;Review and approve financial promotions;Conduct thematic reviews and gap analyses;Provide compliance advice and handle queries.Experience Required:Strong knowledge of AIFMD, MiFID II, FCA Handbook; familiarity with UCITS/COLL is a plus;Understanding of US Investment Company Act 1940 and SEC regulations; experience with SEC-registered advisers preferred;Experience with compliance testing and monitoring;Knowledge of best execution and post-trade surveillance (AIM Market exposure is a plus);Experience reviewing Compliance Policies and Procedures;Understanding of ESG regulations like TCFD, SFDR, SDR, and ESG Sourcebook;Knowledge of financial promotions rules.For confidential discussions or more information, please contact [emailprotected].As a Certified B Corporation, we operate for good, valuing stakeholder interests and sustainable growth. Recognized as a Great Place to Work, we foster professional development and collaboration.

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