Compliance SupervisorLocation: Hammersmith, London (office-based 4 days per week) Salary: Up to £46,000Benefits 8% NEST pension (3% employer / 5% employee)Support with professional development About CapricornCapricorn is a leading London-based mortgage and protection advisory firm operating an Appointed Representative model and soon launching a Directly Authorised arm.We support a high-performing network of self-employed advisers through strong operational infrastructure, proportionate supervision and a culture focused on accountability, professionalism and positive customer outcomes. Compliance is seen as an enabler of good advice and sustainable growth.The opportunity: We are looking for a Compliance Supervisor to deliver day-to-day supervision, training and regulatory support to mortgage and protection advisers.This is a first-line operational compliance role focused on coaching advisers, identifying risks early and supporting strong Consumer Duty outcomes while working closely with the Compliance Director and senior regulatory leadership.The role: Conduct regular one-to-one supervisory reviews with advisersProvide coaching, feedback and regulatory guidanceSupport new advisers through the competency processHelp existing advisers maintain competence and regulatory standardsProduce clear supervision notes and compliance evidenceIdentify risks or trends and escalate where appropriateAct as a key point of contact for adviser compliance queriesBuild strong relationships with in