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Permanent

Compliance Review Officer

Braunstone
money-bag 23000.00-23000.00 Annual
2993653196
Posted 5 days ago

Compliance Review OfficerLeicesterPermanent or Fixed Term Contract depending on preference£26 28k per annum with CeMap qualification£23 25k per annum with no CeMap qualificate but Mortgage Admin experienceWe are the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance professionals, whatever their size or location. Due to continued growth, we are looking to expand our compliance team at our head office in Leicester.Key Tasks:Assessment of client files to ensure compliance with regulations and company standards.Ensure our Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes.Provide compliant guidance and support to staff and Appointed Representatives.To instruct and coach members in order to improve risk assessment ratings.Accurately record any findings and corrective activity.Experience:Ideally we re looking for someone with experience, with a good grounding and understanding of working on a regulatory environment.Experience of working under pressure, prioritising and working to tight deadlines is essential.It is essential that you have good computer skills, including but not limited to Microsoft applications.Qualifications:Ideally you will need to be CeMap qualified (or willing to work towards it) and have experience within the mortgage compliance environment.Personal Qua

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