Compliance Manager
Our award winning, multi-disciplinary advisory, tax and audit client with national and global presence, now seeks to recruit an experienced Compliance Manager.Are you a seasoned compliance professional looking for a role where you can genuinely influence how a growing financial planning business operates?This is a fantastic opportunity to join a progressive advisory team where compliance is seen as a strategic partner to the business, not just a control function.You''ll work closely with advisers and senior leaders, helping to shape processes, support high-quality advice and ensure the firm continues to meet the highest regulatory standards while it grows.The OpportunityThis is a high-impact role within an expanding financial planning business. You''ll take ownership of the compliance framework while acting as a trusted advisor to the business, helping advisers deliver great client outcomes while navigating regulatory requirements with confidence.It''s an ideal role for someone who:Is ready to step up into a senior compliance position, or wants to play a bigger, more strategic role in a growing advisory firm.You''ll have the autonomy to improve processes, influence culture, and shape how compliance supports the business.What You''ll Be Doing: Acting as the key contact for FCA regulatory complianceMaintaining and improving compliance policies, procedures, and controlsLeading compliance monitoring, file reviews, and risk assessmentsReviewing advice quality and client outcomesMa
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