Junior Compliance Officer (Fintech Payments)
Up to £35,000 plus excellent bonus and benefitsHybrid working available (4:1) Due to exciting business growth, a fantastic opportunity has arisen for a diligent and proactive Junior Compliance Officer to join a leading innovator in the digital payments space. As the firm continues to scale its global footprint, this second-line role will focus on monitoring, testing, and providing administrative support to ensure the business meets its regulatory obligations. Reporting directly to the Regulatory Compliance Manager, you will play a critical role in supporting the day-to-day operation of the firm''s regulatory compliance framework. Duties of the Junior Compliance Officer to include:Framework Support: Provide second-line support to the Regulatory Compliance Manager and assist in the operation of the compliance framework under supervision.First-Line Assistance: Support first-line teams by helping to interpret policies and procedures, escalating complex queries where required.Monitoring and Testing: Perform compliance monitoring and testing activities in line with the Compliance Monitoring Plan under direction.Documentation and Evidence: Gather and maintain evidence, document results, and support the tracking of any necessary remediation actions.Regulatory Reporting: Support regulatory submissions, notifications, and formal requests for information.Registers and Logs: Maintain essential compliance registers and logs, including breaches, complaints, and conflicts of interest.MI and
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