Senior Compliance Finance Executive
Hot new role!Are you passionate about the finance sector? Great! Look no further This is an opportunity to join a forward-thinking, highly respected financial services environment where your attention to detail and compliance expertise will directly influence client outcomes and business excellence.Why this role stands outYou will be joining a collaborative, high-performing team that values precision, insight, and continuous improvement. This is not just a compliance role, it is a position where your voice matters, your feedback drives change, and your expertise enhances the standard of advice delivered to clients.With hybrid working, strong benefits, and a culture built on development and innovation, this role offers both professional growth and work-life balance.What you will be doingYou will take ownership of monitoring and improving advice quality across the business, ensuring the highest standards are consistently met.Key responsibilities include:Conducting detailed quality assurance checks on suitability reports and technical researchEnsuring all advice meets regulatory standards and internal compliance requirementsIdentifying trends, risks, and opportunities for improvement across advice providedDelivering clear, constructive feedback to Financial Planners and advisory teamsProducing insightful reports with actionable recommendationsCollaborating with compliance, training, and wider business teams to drive continuous improvementWhat my client is looking forThis role wi
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!