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Permanent

Compliance Officer

London
money-bag 80000.00-80000.00 Annual
3205467601
Posted Today

We are recruiting for a Compliance Officer to join the Risk and Compliance team of a growing FCA-regulated payments and FX business. This is an excellent opportunity for an experienced compliance professional looking to take ownership of a broad compliance remit within a fast-paced and evolving organisation.Working closely with senior leadership, you will be responsible for overseeing the day-to-day compliance framework, providing regulatory guidance, delivering monitoring activities and ensuring the business meets its regulatory obligations as it continues to grow. The successful candidate will hold, or be capable of obtaining, FCA approval as a PSD Individual with responsibility for compliance oversight.Key Responsibilities:Compliance Oversight and Monitoring Own and deliver the compliance monitoring programme across the business. Conduct compliance reviews and testing activities, tracking actions through to completion. Act as a key point of contact for regulatory compliance matters. Maintain compliance registers, including breaches, complaints, conflicts of interest, and gifts and hospitality. Produce compliance management information and reporting for senior leadership and the Board.Regulatory Advice and Governance Provide day-to-day regulatory advice across the business. Support the interpretation and implementation of regulatory requirements, including Payment Services Regulations and Consumer Duty. Monitor regulatory developments and assess their impact on the ..... full job details .....

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