Permanent
Compliance Officer
Wolverhampton
107375701
Posted 5 days ago
A growing compliance company is looking for an experienced Compliance Officer to support clients with FCA authorisations and ongoing regulatory compliance.
This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.
Key Responsibilities
- Manage FCA authorisation applications including SMCR, VOPs and ARs
- Draft compliance policies, pr...
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