Compliance Analyst Investment Management
This role is ideal for someone with approximately 1-4 years of experience who is looking to develop a long-term career within a buy-side compliance function. The position will focus primarily on UK and EU regulatory requirements including financial promotions, compliance monitoring, regulatory reporting and other generalist tasks.Client DetailsOur client is a globally recognised alternatives investment manager, who oversees a multibillion-dollar portfolio across a diverse range of markets and jurisdictions.DescriptionExecute the annual compliance monitoring plan, including thematic reviews and routine assessments.Review and assess financial promotions, advertising, marketing content, and customer communications for regulatory compliance (e.g., FCA rules on financial promotions).Support the preparation, review, and submission of various required regulatory reports.Assist in maintaining up-to-date knowledge of regulatory changes within the financial services industry.Contribute to the development of training materials and programmes to promote compliance awareness.Support the Risk and Compliance department with the implementation of compliance frameworks and policies.ProfileThe successful candidate should have:1-4 years compliance generalist experience in a buy-side environment.Strong understanding of UK and EU regulatory frameworks, ideally including IFPR, EMIR, SFTR, and MiFIR/MiFID II reporting.Excellent communication, analytical, and problem-solving skills, with the ability
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