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Permanent

Legal Counsel – Qualified Lawyer with UK & US Regulatory and Contracts Experience

City of London
money-bag Negotiable
C4345399D5D41783B638F919670D0C9A
Posted Yesterday

## Legal Counsel – Qualified Lawyer with UK and US Regulatory and Contracts Experience* Day-to-day regulatory matters for APAC, EU, UK and the US;* Work with our product and business management teams and external counsel (where appropriate) to assess the suitability of new product offerings and functionalities and provide advice on and solutions to legal and regulatory risks;* Prepare licensing applications and/or correspondences to regulators in consultation with internal stakeholders and external counsel;* Monitor and implement new regulatory developments including working cross functionally to achieve compliance inclrisk, technology and finance;* Refresh legal advice periodically and maintain an up-to-date tracker and repository of all legal advice obtained;* File notifications and submissions with regulatory authorities within the prescribed deadlines;* Work with internal or external auditors to collate and provide the required information for regulatory audits;* Review events and collateral for sales and marketing purposes; and* Draft and/or review responses to regulatory consultations.* A qualified lawyer in the UK and/or US.* 3-4 years’ experience in a legal function at a regulated financial services firm (preferably a bank, brokerage house, exchange, and trading venue) or as a financial services lawyer at a law firm.* Have experience handling regulatory matters in the UK and US as well as some experience in drafting and negotiating contracts.* Service minded, solutions focused and responsive to the needs of the business.* Able to turnaround work quickly and accurately, within agreed deadlines.* Able to manage client and business expectations without significantly increasing legal and regulatory risks.* Able to learn quickly and work effectively in line with changing priorities.* Strong verbal/written communication and language competancy.* Able to work independently and exercise discretion when escalating issues.* Excellent organisational skills and attention to detail.* Health and Wellness: Health care coverage designed for the mind and body.* Flexible Downtime: Generous time off helps keep you energized for your time on.* Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.* Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.* Family Friendly Perks: It’s not just about you. SandP Global has perks for your partners and little ones, too, with some best-in class benefits for families.* Beyond the Basics: From retail discounts to referral incentive awards—small perks can make a big difference.#J-18808-Ljbffr

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