FCA Audit and Compliance Officer
FCA Audit and Compliance Officer12 MONTH FTC£45,000Hyrid 3 days office-based Monday to Friday 37.5 hours a weekThe RoleWe re looking for a FCA Compliance Officer to support the Head of Risk and Compliance in providing oversight and MI Quality Compliance recording with all FCA requirements for their Insurance Dealership suppliers. This is an excellent opportunity for someone with experience in FCA Quality Compliance or MI Compliance related roles who is ready to take the next step in their career.Responsibilities FOR FCA Audit and Compliance Officer Monitoring and keep up to date with upcoming changes to regulations applicable FCA legislation, codes of practice, industry guidelines and best practices. Work to help reduce risk to the business and make recommendations to enhance the compliance and policies currently in place. Support the Compliance Distribution Managers to help ensure their dealerships are working within FCA guidelines.Managing 12 month and QTR Audits processes. Identify situations that may pose significant compliance and conduct risks and ensure the Dealership Manages and Head of Risk and Compliance are informed. Audits: Carry out an agreed number of FCA audits, delivering prompt and clear feedback to the managers in a timely manner and maintain accurate records of all completed audits and highlight any training requirements or action needed. Fraud: Support the Compliance team to ensure staff are fully aware of fraud and money laundering rules through regu
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